Licenses
State Securities Law Exam
Series 65 - Uniform Investment Adviser Law Examination currently held with LPL Financial
Oct 22, 2015
Series 63 - Uniform Securities Agent State Law Examination currently held with LPL Financial
Oct 2, 2008
Life Insurance & Variable Annuties License - 214
September 15th 1999
General Industry/Products Exam
Series 6 - Investment Company Products/Variable Contracts Representative Examination currently held with LPL Financial
Sep 22, 2008