Licenses

State Securities Law Exam

 

Series 65 - Uniform Investment Adviser Law Examination currently held with LPL Financial

Oct 22, 2015

 

Series 63 - Uniform Securities Agent State Law Examination currently held with LPL Financial

Oct 2, 2008

 

Life Insurance & Variable Annuties License - 214

September 15th 1999

 

General Industry/Products Exam

 

Series 6 - Investment Company Products/Variable Contracts Representative Examination currently held with LPL Financial

Sep 22, 2008